3.8M XNYS Volume
XNYS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Andrew Ahlborn | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 5.04 per share. | 12 Mar 2025 | 10,000 | 310,808 (0%) | 0% | 5.0 | 50,395 | Common Stock |
| Gary T. Taylor | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 5.23 per share. | 10 Mar 2025 | 10,000 | 211,097 (0%) | 0% | 5.2 | 52,300 | Common Stock |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 5.12 per share. | 10 Mar 2025 | 5,000 | 118,106 (0%) | 0% | 5.1 | 25,590 | Common stock |
| Adam Zausmer | Chief Credit Officer | Purchase of securities on an exchange or from another person at price $ 5.42 per share. | 07 Mar 2025 | 10,000 | 301,105 (0%) | 0% | 5.4 | 54,200 | Common Stock |
| Thomas E. Capasse | Director, CEO and CIO | Purchase of securities on an exchange or from another person at price $ 4.99 per share. | 05 Mar 2025 | 90,000 | 409,925 (0%) | 0% | 5.0 | 449,100 | Common Stock |
| Thomas E. Capasse | Director, CEO and CIO | Purchase of securities on an exchange or from another person at price $ 4.80 per share. | 05 Mar 2025 | 10,000 | 319,925 (0%) | 0% | 4.8 | 47,980 | Common Stock |
| Jack J. Ross | Director, President | Purchase of securities on an exchange or from another person at price $ 4.85 per share. | 05 Mar 2025 | 5,000 | 160,264 (0%) | 0% | 4.8 | 24,245 | Common Stock |
| Gilbert E. Nathan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2025 | 17,857 | 113,106 (0%) | 0% | 0 | Common stock | |
| Todd M. Sinai | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2025 | 17,857 | 84,268 (0%) | 0% | 0 | Common stock | |
| J. Mitchell Reese | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2025 | 17,857 | 118,916 (0%) | 0% | 0 | Common stock | |
| Dominique Mielle | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2025 | 17,857 | 66,538 (0%) | 0% | 0 | Common stock | |
| Gary T. Taylor | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. | 22 Feb 2025 | 8,147 | 201,097 (0%) | 0% | 6.7 | 54,748 | Common Stock |
| Gary T. Taylor | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 17,241 | 209,244 (0%) | 0% | 0 | Common Stock | |
| Gary T. Taylor | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. | 22 Feb 2025 | 6,955 | 192,003 (0%) | 0% | 6.7 | 46,738 | Common Stock |
| Gary T. Taylor | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2025 | 59,524 | 198,958 (0%) | 0% | 0 | Common Stock | |
| Gary T. Taylor | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 17,241 | - | - | - | Performance Stock Units | |
| Andrew Ahlborn | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 19,894 | 310,208 (0%) | 0% | 0 | Common Stock | |
| Andrew Ahlborn | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2025 | 89,286 | 297,269 (0%) | 0% | 0 | Common Stock | |
| Andrew Ahlborn | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 19,894 | - | - | - | Performance Stock Units | |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. | 22 Feb 2025 | 9,400 | 300,808 (0%) | 0% | 6.7 | 63,168 | Common Stock |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. | 22 Feb 2025 | 6,955 | 290,314 (0%) | 0% | 6.7 | 46,738 | Common Stock |
| Adam Zausmer | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 19,894 | - | - | - | Performance Stock Units | |
| Adam Zausmer | Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2025 | 89,286 | 287,151 (0%) | 0% | 0 | Common Stock | |
| Adam Zausmer | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. | 22 Feb 2025 | 6,778 | 280,373 (0%) | 0% | 6.7 | 45,548 | Common Stock |
| Adam Zausmer | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 19,894 | 300,267 (0%) | 0% | 0 | Common Stock | |
| Adam Zausmer | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. | 22 Feb 2025 | 9,162 | 291,105 (0%) | 0% | 6.7 | 61,569 | Common Stock |
| Meredith Marshall | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2025 | 17,857 | 40,094 (0%) | 0% | 0 | Common stock | |
| Gary T. Taylor | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.56 per share. | 12 Feb 2025 | 8,461 | 139,434 (0%) | 0% | 6.6 | 55,504 | Common Stock |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.56 per share. | 12 Feb 2025 | 9,016 | 207,983 (0%) | 0% | 6.6 | 59,145 | Common Stock |
| Adam Zausmer | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.56 per share. | 12 Feb 2025 | 8,787 | 197,865 (0%) | 0% | 6.6 | 57,643 | Common Stock |
| Gary T. Taylor | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Feb 2025 | 37,092 | 160,890 (0%) | 0% | 0 | Common Stock | |
| Gary T. Taylor | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.58 per share. | 03 Feb 2025 | 12,995 | 147,895 (0%) | 0% | 6.6 | 85,507 | Common Stock |
| Gary T. Taylor | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Feb 2025 | 37,092 | 0 | - | - | Performance Stock Units | |
| Andrew Ahlborn | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Feb 2025 | 148,368 | 265,121 (0%) | 0% | 0 | Common Stock | |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.58 per share. | 03 Feb 2025 | 48,122 | 216,999 (0%) | 0% | 6.6 | 316,643 | Common Stock |
| Andrew Ahlborn | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Feb 2025 | 148,368 | 0 | - | - | Performance Stock Units | |
| Adam Zausmer | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Feb 2025 | 148,368 | 253,587 (0%) | 0% | 0 | Common Stock | |
| Adam Zausmer | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.58 per share. | 03 Feb 2025 | 46,935 | 206,652 (0%) | 0% | 6.6 | 308,832 | Common Stock |
| Adam Zausmer | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Feb 2025 | 148,368 | 0 | - | - | Performance Stock Units | |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 8.29 per share. | 24 May 2024 | 10,000 | 95,249 (0%) | 0% | 8.3 | 82,860 | Common stock |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 9.12 per share. | 22 Mar 2024 | 7,000 | 7,000 (0%) | 0% | 9.1 | 63,832 | Common stock |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 9.13 per share. | 22 Mar 2024 | 2,150 | 85,249 (0%) | 0% | 9.1 | 19,629 | Common stock |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 8.65 per share. | 14 Mar 2024 | 10,000 | 83,099 (0%) | 0% | 8.6 | 86,475 | Common stock |
| Kevin M. Luebbers | Director | Purchase of securities on an exchange or from another person at price $ 8.43 per share. | 05 Mar 2024 | 5,000 | 119,925 (0%) | 0% | 8.4 | 42,149 | Common stock |
| Zausmer Adam | Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 44,150 | 105,219 (0%) | 0% | 0 | Common Stock | |
| Filipps P. Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,693 | 64,025 (0%) | 0% | 0 | Common stock | |
| Petro Andrea L. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,693 | 25,587 (0%) | 0% | 0 | Common stock | |
| Daniel J. Hirsch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,693 | 116,788 (0%) | 0% | 0 | Common stock | |
| Mayfield D. Pinkie | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,693 | 25,402 (0%) | 0% | 0 | Common stock | |
| Taylor Gary T. | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 44,150 | 123,798 (0%) | 0% | 0 | Common Stock | |
| Dominique Mielle | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,693 | 48,681 (0%) | 0% | 0 | Common stock | |
| Sinai M. Todd | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,693 | 66,411 (0%) | 0% | 0 | Common stock | |
| M. Luebbers Kevin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,693 | 114,925 (0%) | 0% | 0 | Common stock | |
| Gilbert E. Nathan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,693 | 73,099 (0%) | 0% | 0 | Common stock | |
| Andrew Ahlborn | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 44,150 | 116,753 (0%) | 0% | 0 | Common Stock | |
| J. Mitchell Reese | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,693 | 101,059 (0%) | 0% | 0 | Common stock | |
| Meredith Marshall | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,693 | 22,237 (0%) | 0% | 0 | Common stock | |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.21 per share. | 12 Feb 2024 | 8,409 | 72,603 (0%) | 0% | 9.2 | 77,447 | Common Stock |
| Adam Zausmer | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.21 per share. | 12 Feb 2024 | 7,400 | 61,069 (0%) | 0% | 9.2 | 68,154 | Common Stock |
| T. Taylor Gary | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.21 per share. | 12 Feb 2024 | 8,318 | 79,648 (0%) | 0% | 9.2 | 76,609 | Common Stock |
| Ahlborn Andrew | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jan 2024 | 8,347 | 84,314 (0%) | 0% | 0 | Common Stock | |
| Taylor Gary T. | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.00 per share. | 09 Jan 2024 | 4,402 | 87,966 (0%) | 0% | 10 | 44,020 | Common Stock |
| Ahlborn Andrew | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.00 per share. | 09 Jan 2024 | 3,302 | 81,012 (0%) | 0% | 10 | 33,020 | Common Stock |
| Zausmer Adam | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.00 per share. | 09 Jan 2024 | 2,023 | 68,469 (0%) | 0% | 10 | 20,230 | Common Stock |
| Adam Zausmer | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jan 2024 | 5,565 | 0 | - | - | Performance Stock Units | |
| Gary Taylor T. | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jan 2024 | 11,129 | 92,368 (0%) | 0% | 0 | Common Stock | |
| Ahlborn Andrew | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jan 2024 | 8,347 | 0 | - | - | Performance Stock Units | |
| Adam Zausmer | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jan 2024 | 5,565 | 70,492 (0%) | 0% | 0 | Common Stock | |
| Gary Taylor T. | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jan 2024 | 11,129 | 0 | - | - | Performance Stock Units | |
| Thomas E. Capasse | Director, CEO and CIO | 14 Aug 2023 | 26,623 | 0 (0%) | 0% | 0 | Common Stock | ||
| Thomas E. Capasse | Director, CEO and CIO | Sale of securities on an exchange or to another person at price $ 10.70 per share. | 14 Aug 2023 | 26,623 | 0 (0%) | 0% | 10.7 | 284,866 | Common Stock |
| Thomas E. Capasse | Director, CEO and CIO | 14 Aug 2023 | 26,623 | 26,623 (0%) | 0% | 0 | Common Stock | ||
| Kevin M. Luebbers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 6,545 | 102,232 (0%) | 0% | 0 | Common stock | |
| Daniel J. Hirsch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 6,545 | 104,095 (0%) | 0% | 0 | Common stock | |
| Pinkie D. Mayfield | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 6,545 | 12,709 (0%) | 0% | 0 | Common stock | |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 11.05 per share. | 07 Mar 2023 | 3,841 | 60,406 (0%) | 0% | 11.0 | 42,443 | Common stock |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 10.95 per share. | 07 Mar 2023 | 5,000 | 56,565 (0%) | 0% | 11.0 | 54,773 | Common stock |
| Dominique Mielle | Director | Purchase of securities on an exchange or from another person at price $ 20.05 per share. | 03 Mar 2023 | 2,500 | 2,500 | - | 20.1 | 50,125 | 6.50% Series E Cumulative Redeemable Preferred Stock |
| Dominique Mielle | Director | Purchase of securities on an exchange or from another person at price $ 11.20 per share. | 03 Mar 2023 | 5,000 | 35,988 (0%) | 0% | 11.2 | 55,999 | Common Stock |
| Frank P. Filipps | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2023 | 8,860 | 51,332 (0%) | 0% | 0 | Common stock | |
| Gilbert E. Nathan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2023 | 8,860 | 51,565 (0%) | 0% | 0 | Common stock | |
| Todd M. Sinai | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2023 | 8,860 | 53,718 (0%) | 0% | 0 | Common stock | |
| J. Mitchell Reese | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2023 | 8,860 | 88,366 (0%) | 0% | 0 | Common stock | |
| Dominique Mielle | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2023 | 8,860 | 30,988 (0%) | 0% | 0 | Common stock | |
| Gary T. Taylor | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.25 per share. | 12 Feb 2023 | 1,725 | 81,239 (0%) | 0% | 13.2 | 22,856 | Common stock |
| Gary T. Taylor | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.98 per share. | 12 Feb 2023 | 5,148 | 82,694 (0%) | 0% | 13.0 | 66,821 | Common stock |
| Gary T. Taylor | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2023 | 30,817 | 88,112 (0%) | 0% | 0 | Common stock | |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.25 per share. | 12 Feb 2023 | 1,200 | 75,967 (0%) | 0% | 13.3 | 15,900 | Common stock |
| Andrew Ahlborn | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2023 | 30,817 | 82,247 (0%) | 0% | 0 | Common stock | |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.98 per share. | 12 Feb 2023 | 5,080 | 77,167 (0%) | 0% | 13.0 | 65,938 | Common stock |
| Adam Zausmer | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.98 per share. | 12 Feb 2023 | 5,272 | 66,179 (0%) | 0% | 13.0 | 68,431 | Common stock |
| Adam Zausmer | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.25 per share. | 12 Feb 2023 | 1,252 | 64,927 (0%) | 0% | 13.3 | 16,589 | Common stock |
| Adam Zausmer | Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2023 | 30,817 | 71,451 (0%) | 0% | 0 | Common stock | |
| Meredith Marshall | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2023 | 8,860 | 9,544 (0%) | 0% | 0 | Common stock | |
| Meredith Marshall | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2022 | 684 | 684 (0%) | 0% | 0 | Common stock | |
| Andrew Ahlborn | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 13.80 per share. | 26 Aug 2022 | 3,035 | 51,430 (0%) | 0% | 13.8 | 41,883 | Common stock |
| Andrew Ahlborn | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 13.80 per share. | 26 Aug 2022 | 1,465 | 54,465 (0%) | 0% | 13.8 | 20,217 | Common stock |
| Julius W. Erving | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2022 | 5,718 | 5,718 (0%) | 0% | 0 | Common stock | |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.39 per share. | 06 Mar 2022 | 644 | 55,930 (0%) | 0% | 15.4 | 9,911 | Common stock |
| Frank P. Filipps | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2022 | 7,752 | 42,472 (0%) | 0% | 0 | Common stock | |
| Gilbert E. Nathan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2022 | 7,752 | 42,705 (0%) | 0% | 0 | Common stock | |
| Todd M. Sinai | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2022 | 7,752 | 44,858 (0%) | 0% | 0 | Common stock | |
| J. Mitchell Reese | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2022 | 7,752 | 79,506 (0%) | 0% | 0 | Common stock | |
| Dominique Mielle | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2022 | 7,752 | 22,128 (0%) | 0% | 0 | Common stock | |
| Gary T. Taylor | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2022 | 22,903 | 61,662 (0%) | 0% | 0 | Common stock | |
| Gary T. Taylor | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.19 per share. | 12 Feb 2022 | 4,367 | 57,295 (0%) | 0% | 14.2 | 61,968 | Common stock |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.19 per share. | 12 Feb 2022 | 3,181 | 56,574 (0%) | 0% | 14.2 | 45,138 | Common stock |
| Andrew Ahlborn | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2022 | 26,427 | 59,755 (0%) | 0% | 0 | Common stock | |
| Adam Zausmer | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.19 per share. | 12 Feb 2022 | 2,649 | 40,634 (0%) | 0% | 14.2 | 37,589 | Common stock |
| Adam Zausmer | Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2022 | 26,427 | 43,283 (0%) | 0% | 0 | Common stock | |
| Thomas E. Capasse | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 24.59 per share. | 30 Nov 2021 | 20,000 | 20,000 | - | 24.6 | 491,742 | 6.50% Series E Cumulative Redeemable Preferred Stock |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 15.51 per share. | 29 Nov 2021 | 1,000 | 32,953 (0%) | 0% | 15.5 | 15,510 | Common stock |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 15.29 per share. | 29 Nov 2021 | 2,000 | 34,953 (0%) | 0% | 15.3 | 30,579 | Common stock |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 15.84 per share. | 15 Nov 2021 | 2,000 | 31,953 (0%) | 0% | 15.8 | 31,680 | Common stock |
| Andrea Petro | Director | Purchase of securities on an exchange or from another person at price $ 16.20 per share. | 12 Nov 2021 | 2,000 | 10,050 (0%) | 0% | 16.2 | 32,400 | Common stock |
| Thomas E. Capasse | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Nov 2021 | 24,345 | 102,630 (0%) | 0% | - | Common Stock | |
| Jack J. Ross | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Nov 2021 | 24,345 | 102,630 (0%) | 0% | - | Common Stock | |
| Thomas Buttacavoli | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Nov 2021 | 7,302 | 30,771 (0%) | 0% | - | Common Stock | |
| Andrea Petro | Director | Purchase of securities on an exchange or from another person at price $ 15.06 per share. | 16 Aug 2021 | 3,300 | 8,050 (0%) | 0% | 15.1 | 49,698 | Common stock |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 14.66 per share. | 24 May 2021 | 3,000 | 29,953 (0%) | 0% | 14.7 | 43,990 | Common stock |
| Andrea L. Petro | Director | Purchase of securities on an exchange or from another person at price $ 14.18 per share. | 13 May 2021 | 4,750 | 4,750 (0%) | 0% | 14.2 | 67,355 | Common stock |
| Gilbert E. Nathan | Director | Purchase of securities on an exchange or from another person at price $ 13.66 per share. | 11 May 2021 | 4,000 | 26,953 (0%) | 0% | 13.7 | 54,636 | Common stock |
| Dominique Mielle | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Apr 2021 | 5,768 | 14,376 (0%) | 0% | 0 | Common stock | |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.69 per share. | 06 Mar 2021 | 1,084 | 33,328 (0%) | 0% | 13.7 | 14,840 | Common stock |
| Frank P. Filipps | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2021 | 7,800 | 34,720 (0%) | 0% | 0 | Common Stock | |
| Gilbert E. Nathan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2021 | 7,800 | 22,953 (0%) | 0% | 0 | Common stock | |
| Todd M. Sinai | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2021 | 7,800 | 37,106 (0%) | 0% | 0 | Common Stock | |
| J. Mitchell Reese | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2021 | 7,800 | 71,754 (0%) | 0% | 0 | Common Stock | |
| Gary T. Taylor | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2021 | 16,505 | 38,759 (0%) | 0% | 0 | Common stock | |
| Gary T. Taylor | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.82 per share. | 12 Feb 2021 | 2,027 | 22,254 (0%) | 0% | 12.8 | 25,986 | Common stock |
| Andrew Ahlborn | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.82 per share. | 12 Feb 2021 | 1,419 | 22,033 (0%) | 0% | 12.8 | 18,192 | Common stock |
| Andrew Ahlborn | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2021 | 12,379 | 34,412 (0%) | 0% | 0 | Common stock | |
| Thomas E. Capasse | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Aug 2020 | 59,936 | 78,285 (0%) | 0% | - | Common Stock | |
| Jack J. Ross | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Aug 2020 | 59,936 | 78,285 (0%) | 0% | - | Common Stock | |
| Thomas Buttacavoli | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Aug 2020 | 17,968 | 23,469 (0%) | 0% | - | Common Stock | |
| Gary T. Taylor | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 6.04 per share. | 20 May 2020 | 8,250 | 24,281 (0%) | 0% | 6.0 | 49,822 | Common stock |
| Thomas E. Capasse | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2020 | 1,193 | 17,381 (0%) | 0% | - | Common Stock | |
| Jack J. Ross | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2020 | 1,193 | 17,381 (0%) | 0% | - | Common Stock | |
| Thomas Buttacavoli | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2020 | 358 | 5,210 (0%) | 0% | - | Common Stock | |
| Andrew Ahlborn | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 6.36 per share. | 19 Mar 2020 | 3,272 | 23,250 (0%) | 0% | 6.4 | 20,822 | Common stock |
| Gilbert E. Nathan | None | Purchase of securities on an exchange or from another person at price $ 5.94 per share. | 18 Mar 2020 | 2,000 | 14,324 (0%) | 0% | 5.9 | 11,878 | Common stock |
| Gilbert E. Nathan | None | Purchase of securities on an exchange or from another person at price $ 5.37 per share. | 18 Mar 2020 | 2,000 | 12,324 (0%) | 0% | 5.4 | 10,733 | Common stock |
| Todd M. Sinai | None | Purchase of securities on an exchange or from another person at price $ 6.27 per share. | 18 Mar 2020 | 4,000 | 30,528 (0%) | 0% | 6.3 | 25,063 | Common Stock |
| J. Mitchell Reese | None | Purchase of securities on an exchange or from another person at price $ 6.14 per share. | 18 Mar 2020 | 20,000 | 62,028 (0%) | 0% | 6.1 | 122,858 | Common Stock |
| Thomas Buttacavoli | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 6.33 per share. | 18 Mar 2020 | 10,000 | 108,060 (0%) | 0% | 6.3 | 63,338 | Common Stock |
| Jack J. Ross | Director, President | Purchase of securities on an exchange or from another person at price $ 9.54 per share. | 16 Mar 2020 | 25,000 | 145,797 (0%) | 0% | 9.5 | 238,583 | Common Stock |
| Thomas E. Capasse | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 10.17 per share. | 13 Mar 2020 | 17,000 | 25,000 (0%) | 0% | 10.2 | 172,958 | Common Stock |
| Thomas E. Capasse | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 10.18 per share. | 13 Mar 2020 | 19,000 | 291,028 (0%) | 0% | 10.2 | 193,329 | Common Stock |
| Thomas Buttacavoli | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 9.87 per share. | 13 Mar 2020 | 15,000 | 98,060 (0%) | 0% | 9.9 | 147,998 | Common Stock |
| Frank P. Filipps | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2020 | 6,268 | 27,028 (0%) | 0% | 0 | Common Stock | |
| David Holman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2020 | 6,268 | 27,028 (0%) | 0% | 0 | Common Stock | |
| Gilbert E. Nathan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2020 | 6,268 | 10,324 (0%) | 0% | 0 | Common stock | |
| Todd M. Sinai | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2020 | 6,268 | 26,528 (0%) | 0% | 0 | Common Stock | |
| J. Mitchell Reese | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2020 | 6,268 | 42,028 (0%) | 0% | 0 | Common Stock | |
| Gary T. Taylor | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2020 | 15,282 | 15,282 (0%) | 0% | 0 | Common stock | |
| Andrew Ahlborn | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2020 | 10,698 | 19,978 (0%) | 0% | 0 | Common stock | |
| Gilbert E. Nathan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2019 | 4,056 | 4,056 (0%) | 0% | 0 | Common stock | |
| Todd M. Sinai | None | Sale of securities on an exchange or to another person at price $ 14.75 per share. | 15 May 2019 | 2,500 | 20,260 (0%) | 0% | 14.7 | 36,872 | Common Stock |
| Todd M. Sinai | None | Purchase of securities on an exchange or from another person at price $ 14.74 per share. | 15 May 2019 | 3,500 | 20,260 (0%) | 0% | 14.7 | 51,590 | Common Stock |
| Todd M. Sinai | None | Sale of securities on an exchange or to another person at price $ 14.74 per share. | 15 May 2019 | 3,500 | 16,760 (0%) | 0% | 14.7 | 51,590 | Common Stock |
| Thomas E. Capasse | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 4,290 | 16,188 (0%) | 0% | - | Common Stock | |
| Jack J. Ross | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 4,290 | 16,188 (0%) | 0% | - | Common Stock | |
| Thomas Buttacavoli | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 1,288 | 4,852 (0%) | 0% | - | Common Stock | |
| Frank P. Filipps | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 4,984 | 20,760 (0%) | 0% | 0 | Common Stock | |
| David Holman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 4,984 | 20,760 (0%) | 0% | 0 | Common Stock | |
| Todd M. Sinai | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 4,984 | 22,760 (0%) | 0% | 0 | Common Stock | |
| J. Mitchell Reese | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 4,984 | 35,760 (0%) | 0% | 0 | Common Stock | |
| Thomas Buttacavoli | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 2,110 | 83,060 (0%) | 0% | - | Common Stock | |
| Thomas E. Capasse | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 14.86 per share. | 21 Nov 2018 | 9,112 | 272,028 (0%) | 0% | 14.9 | 135,409 | Common Stock |
| Thomas E. Capasse | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 14.52 per share. | 21 Nov 2018 | 2,888 | 262,916 (0%) | 0% | 14.5 | 41,934 | Common Stock |
| Thomas E. Capasse | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 14.52 per share. | 21 Nov 2018 | 8,000 | 8,000 (0%) | 0% | 14.5 | 116,160 | Common Stock |
| Thomas E. Capasse | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Aug 2018 | 2,333 | 19,709 (0%) | 0% | 0 | Common Stock | |
| Jack J. Ross | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Aug 2018 | 2,333 | 19,709 (0%) | 0% | 0 | Common Stock | |
| Thomas Buttacavoli | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Aug 2018 | 699 | 5,908 (0%) | 0% | 0 | Common Stock | |
| Thomas E. Capasse | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2018 | 3,812 | 17,376 (0%) | 0% | 0 | Common Stock | |
| Jack J. Ross | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2018 | 3,812 | 17,376 (0%) | 0% | 0 | Common Stock | |
| Thomas Buttacavoli | Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2018 | 1,143 | 5,209 (0%) | 0% | 0 | Common Stock | |
| Frank P. Filipps | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2018 | 5,776 | 15,776 (0%) | 0% | 0 | Common Stock | |
| Frederick C. Herbst | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2018 | 14,439 | 32,795 (0%) | 0% | 0 | Common Stock | |
| David Holman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2018 | 5,776 | 15,776 (0%) | 0% | 0 | Common Stock | |
| Todd M. Sinai | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2018 | 5,776 | 17,776 (0%) | 0% | 0 | Common Stock | |
| J. Mitchell Reese | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2018 | 5,776 | 30,776 (0%) | 0% | 0 | Common Stock | |
| Carole Mortensen | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2018 | 19,854 | 30,186 (0%) | 0% | 0 | Common Stock | |
| Frank P. Filipps | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2017 | 10,000 | 10,000 (0%) | 0% | 0 | Common Stock | |
| David Holman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2017 | 10,000 | 10,000 (0%) | 0% | 0 | Common Stock | |
| Todd M. Sinai | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2017 | 10,000 | 12,000 (0%) | 0% | 0 | Common Stock | |
| J. Mitchell Reese | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2017 | 10,000 | 25,000 (0%) | 0% | 0 | Common Stock | |
| Thomas E. Capasse | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Nov 2016 | 3,000 | 41,325 | - | - | Common Stock | |
| Todd M. Sinai | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Nov 2016 | 1,000 | 2,000 | - | - | Common Stock | |
| Todd M. Sinai | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Nov 2016 | 1,000 | 1,000 | - | - | Common Stock | |
| Frederick C. Herbst | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Nov 2016 | 10,000 | 18,356 | - | - | Common Stock | |
| J. Mitchell Reese | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Nov 2016 | 15,000 | 15,000 | - | - | Common Stock | |
| Thomas E. Capasse | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Nov 2016 | 5,000 | 27,282 | - | - | Common Stock | |
| Thomas E. Capasse | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Nov 2016 | 10,000 | 37,282 | - | - | Common Stock | |
| Thomas E. Capasse | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Nov 2016 | 1,043 | 38,325 | - | - | Common Stock | |
| Jack J. Ross | Director, President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Nov 2016 | 39,000 | 39,000 | - | - | Common Stock | |
| Christian Zugel | Director, Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 25 Oct 2016 | 77,986 | 34,925 | - | - | Common Stock | |
| Christian Zugel | Director, Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 25 Oct 2016 | 7,410 | 3,318 | - | - | Common Stock | |
| Michael Szymanski | CEO, President and Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 25 Oct 2016 | 19,302 | 8,644 | - | - | Common Stock | |
| Daniel Mudge | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 25 Oct 2016 | 4,144 | 1,856 | - | - | Common stock | |
| Nisha Motani | Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 25 Oct 2016 | 1,388 | 740 | - | - | Common Stock | |
| Nisha Motani | Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 25 Oct 2016 | 1,103 | 595 | - | - | Common Stock | |
| Marran H. Ogilvie | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2014 | 700 | 4,990 | - | - | Common Stock | |
| Marran H. Ogilvie | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2014 | 860 | 5,850 | - | - | Common Stock | |
| Nisha Motani | Chief Accounting Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Aug 2014 | 500 | 1,694 | - | - | Common Stock | |
| Nisha Motani | Chief Accounting Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Aug 2014 | 1,300 | 1,380 | - | - | Common Stock | |
| Marran H. Ogilvie | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Aug 2014 | 640 | 4,290 | - | - | Common Stock | |
| Marran H. Ogilvie | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Aug 2014 | 500 | 3,650 | - | - | Common Stock | |
| Christian Zugel | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Aug 2014 | 30,000 | 112,911 | - | - | Common Stock | |
| Daniel Mudge | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Aug 2014 | 3,000 | 6,000 | - | - | Common Stock | |
| Michael Szymanski | Director, CEO, President and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Aug 2014 | 5,300 | 27,946 | - | - | Common Stock | |
| Brian Hargrave | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Aug 2014 | 1,000 | 7,499 | - | - | Common Stock | |
| James Zinn | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Aug 2014 | 2,650 | 5,850 | - | - | Common Stock | |
| Nisha Motani | Chief Accounting Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Sep 2013 | 900 | 1,194 | - | - | Common Stock | |
| Brian Hargrave | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Sep 2013 | 1,000 | 6,499 | - | - | Common Stock | |
| James Zinn | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Sep 2013 | 3,200 | 3,200 | - | - | Common Stock | |
| Marran H. Ogilvie | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Sep 2013 | 1,100 | 1,850 | - | - | Common Stock | |
| Marran H. Ogilvie | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Sep 2013 | 1,300 | 3,150 | - | - | Common Stock | |
| Christian Zugel | Director, Chairman of the Board | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Sep 2013 | 5,000 | 57,911 | - | - | Common Stock | |
| Christian Zugel | Director, Chairman of the Board | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Sep 2013 | 25,000 | 82,911 | - | - | Common Stock | |
| Michael Szymanski | Director, CEO, Pres and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Sep 2013 | 6,400 | 22,646 | - | - | Common Stock | |
| Paul McDade | CFO & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Sep 2013 | 5,000 | 5,900 | - | - | Common Stock | |
| Daniel Mudge | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Sep 2013 | 3,000 | 3,000 | - | - | Common Stock | |
| Eric Reimer | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Sep 2013 | 9,000 | 9,000 | - | - | Common Stock | |
| Eric Reimer | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Sep 2013 | 500 | 9,500 | - | - | Common Stock | |
| Marran H. Ogilvie | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Apr 2013 | 750 | 750 | - | - | Common Stock | |
| Christian Zugel | Director, Chairman of the Board | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Feb 2013 | 10,000 | 52,911 | - | - | Common Stock | |
| Michael Szymanski | Director, CEO, Pres and Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Feb 2013 | 5,000 | 16,246 | - | - | Common Stock | |
| Denise Crowley | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Feb 2013 | 5,000 | 11,437 | - | - | Common Stock | |
| Brian Hargrave | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Feb 2013 | 400 | 4,899 | - | - | Common Stock | |
| Brian Hargrave | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Feb 2013 | 300 | 5,199 | - | - | Common Stock | |
| Brian Hargrave | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Feb 2013 | 300 | 5,499 | - | - | Common Stock |